6+ day, 6+ hour ago   (504+ words) Boutique Deals Dominate In Number While A Handful Of Large Firms Dominate AUM August’s RIA M&A data is dominated by small-team succession deals and punctuated by a handful of billion-dollar transactions. That month, acquirers apparently utilized M&A to…...

6+ day, 1+ hour ago   (1368+ words) Acquisitions By Allworth, Sequoia, Savant, F.L.Putnam And Summit; Aquiline Invests In Flourish; New Mountain Exits Lincoln Investment; Recruiting By NewEdge, Prospera, Cetera And Osaic; And An Appointment By Merit Aquiline agreed to invest in Flourish, a wealthtech platform owned by…...

6+ day, 2+ hour ago   (969+ words) Congress Should Enact Legislation On Advisor Compensation, Financial Exploitation, Tax Treatment For Investors, Protection For ‘Abandoned’ Investments And The Taxation Of Fraud Victims Now that members of Congress have returned to Washington, they have an opportunity to advance several bipartisan…...

1+ week, 4+ day ago   (814+ words) What You Need To Know About The MMI Annual Conference, Investments & Wealth Experience And Morningstar Investment Conference Wealth management professionals can choose from a long list of conferences. Few, however, have the time or budget to attend every useful event....

1+ week, 5+ day ago   (757+ words) In The Firm’s Second Purchase Of 2026, BSW Wealth Partners Brings 19 Team Members And Will Rebrand To Sequoia Financial Akron, Ohio-based Sequoia Financial Group announced Tuesday that it acquired BSW Wealth Partners, a Colorado-based RIA managing about $2.3 billion in client assets…...

1+ week, 5+ day ago   (741+ words) Sierra Ridge Advisor Group Will Launch Its Own RIA On Cetera’s Blueprint Platform As Part Of National Expansion. Cetera Financial Group announced Monday that Sierra Ridge Advisor Group, a Roseville, California-based investment practice with about 40 advisors overseeing approximately $2.1 billion in…...

1+ week, 6+ day ago   (1069+ words) Acquisitions By Vanguard And Summit; Investments By Constellation, Vistria And FTV; Credit Facility Expansion By Steward Partners; Recruiting By LPL, Raymond James And Cresset; Partnership Between Brookwood And Amplify; Appointment By LPL; And Research By Fidelity. Vanguard entered into a…...

1+ week, 6+ day ago   (1094+ words) Acquisitions By Corient, Hightower, Wealth Enhancement, Merit, Sequoia, Allworth And MAI; Prime Capital And F.L.Putnam Receive Investments; Recruiting By Carson And Savvy; And Research By ECHELON. Larry Restieri, CEO of Hightower, said, “SFG has been a valued part of the…...

2+ week, 5+ day ago   (760+ words) Camp Hill, Pennsylvania-Based Conte Wealth Advisors Joins LPL’s Broker-Dealer And RIA Platform. LPL Financial announced Monday that it added Conte Wealth Advisors (CWA), an advisor team based in Camp Hill, Pennsylvania, with about $1.6 billion in advisory, brokerage and retirement plan…...

3+ week, 2+ day ago   (427+ words) Independent Wealth Management Platform Sees 27% Growth Rate Since 2025 Las Vegas-based hybrid RIA and wealth management platform The Wealth Consulting Group (WCG) announced that its assets under advisement have reached $12.1 billion. In the past 18 months, the firm said, it has onboarded…...